Full text of OMNI FINANCIAL SECURITIES, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # OMNI FINANCIAL SECURITIES, INC. Financial Statements and Supplemental Schedules Required by the U.S. Securities and Exchange Commission With Report of Independent Registered Public Accounting Firm For the Year-Ended December 31, 2021 SEC ID# 8-44034 {1}------------------------------------------------ | Contents<br>Report of Independent Registered Public Accounting Firm (Audit Report)<br>1 | | |----------------------------------------------------------------------------------------------------------------|----| | Financial Statements 3 | | | Statement of Financial Condition 3 | | | Statement of Operations 4 | | | Statement of Changes in Stockholder's Equity 5 | | | Statement of Cash Flows 6 | | | Notes to Financial Statements<br>7 | | | Supplementary Schedules Pursuant to SEA Rule 17a-5 | 10 | | Computation of Net Capital 10 | | | Exemption Provision of Reserve Requirements Pursuant to Rule 15c3-3 of the Securities Exchange Act of 1934 11 | | | Report of Independent Registered Public Accounting Firm (Review Report) 12 | | | Management's Exemption Report 13 | | {2}------------------------------------------------  ### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Board of Directors of Omni Financial Securities, Inc. Columbus, Ohio ### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of Omni Financial Securities, Inc. (the "Company") as of December 31 , 2021 , the related statements of operations, changes in stockholder's equity, and cash flows for the year then ended and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2021, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ### **Basis of Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable…Read the full text as markdown