Full text of OMNI FINANCIAL SECURITIES, INC.'s X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17 A-5 | | PART Ill | | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER | Information Required Pursuant to Rules l7a-5, 17a-12, and 18a~7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------------------------------------------------------------------|--|-----------------------------------------|-------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING | 01 | ---------<br>/01/2024 | | AND ENDING | ----------<br>12/31/2024 | | | | | MM/DD/YY | | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Omni Financial Securities, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | □ Security-based swap dealer | | | D Major security-based swap participant | | | | 1900 Polaris Parkway, Suite 450 | | | | | | | | | | (No. and Street) | | | | | | | | OH | | | 43240 | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Richard Milliken | | 614-438-5300 | | | rmilliken@centerpointstewardship.com | | | (Name) | | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>HHH CPA Group, LLC<br>1250 Old Henderson Road | | (Name - if individual, state last, first, and middle name)<br>Columbus | | OH | 43220 | | | (Address) | | {City) | | (State) | | | | | | | | 5344 | (Zip Code) | | | rte of Reg;stcatioo with PCAOB)(IT applicable) | | | | | (PCAOB Reg;,;tcatioo N"mbec, • appUcable) | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant…Read the full text as markdown