Full text of OMNI FINANCIAL SECURITIES, INC.'s X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMtSSION | | • Washington, D.C. 20549 | ### 0MB APPROVAL • OMB Number: �2�s--01n ExJ.lires: Nov. 30, 202& Estimated average burdrn hours per response: l:: SEC F!LE NUMBER # **ANNUAL REPORTS** FORM X�17A-5 **PART Ill** FACING PAGE **lmormation Required** Pursuant **to Rules 17a-5, 17a-12, and 18a-7 under the Securities** Exchange **Act of 193:4** FILING FOR THE PERIOD BEGINNING \_Q\_1\_/Q· \_.**\_1 /\_2\_0\_2\_5\_** A.ND ENP!NG **.,...,,....\_1\_2\_/3\_1\_/\_2\_0\_2\_5\_** MM/DD/YY MM/DD/YY **A .. REGISTRANT IDENTIFICATION** NAMEoFFIRM: Omni Financial Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes}: 0 Broker-dealer O Security-based sv;ap dealer 0 Major security-based swap participant 0 Che.ck here if respondem is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PlACE Of BUSINESS: (Do not use a P.O. box no.} # 1900 Polaris Parkway, Suite 450 | Columbus | | (No. and Street)<br>OH | | 43240 | | |--------------------------------------------------------------------------------------------------|--------------|------------------------------------------------------------|---------|-----------------------------------------|--| | (City} | | {State) | | {Zip Code) | | | PERSON TO CONTACl"WITH REGARD TO THIS FIUNG | | | | | | | Richard Milliken | 614-438-5300 | | | nnilliken@centerpolr.tstewardship.com | | | (Name} | | (Area Code-Telephone Nurnbei)<br>(Email AddreS5) | | | | | | | B. ACCOUNTANT IDENTIFICA llON | | | | | INDEPENDENT PUBLIC ACCOUNTANT who�e reports are contained in this fijing*<br>HHH CPA Group, LLC! | | | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | 1250 Old Henderson R.oad | | Columbus | OH | 43220 | | | {Address) | (Citvl | | {State) | (Zip Code) | | | | | | 5344 | | | | | | | | | | | | | | | (PCAOB RegisU>hoo Nmnbe,. "appJ;rnble)j | | \* Clairns for e.x.emption from the requirement that the annual reports be **covere.d hy the** reports of an inrlept;>ndent m1blic accountant must be supported by a statement of facts and circumstances relied on as the basis of the exen'tption. See 17 CFR 240.17a-5ie)(1 ){ii), ff applicable. Persons who are to respond to the collection of ·1nformetion con....\_sined in this form are not required.to respond unless the form displays a currently valid 0MB control number. FOR OFFICIAL USE ONl Y {1}------------------------------------…Read the full text as markdown