Full text of CAPITAL PORTFOLIO MANAGEMENT, INC.'s X-17A-5 filed 2024-05-31 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CAPITAL PORTFOLIO MANAGEMENT, INC. FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES (Pursuant to Rule 17a-5 of the Securities and Exchange Commission) for the year ended March 31, 2024 {1}------------------------------------------------ #### CAPITAL PORTFOLIO MANAGEMENT, INC. ### INDEX | | Page(s) | |----------------------------------------------------------------------------------------------------------------------------------------------------|------------| | Financial Statements and Supplemental Schedules: | | | Report of Independent Registered Public Accounting Firm | -2<br>1 | | Statement of Financial Condition | 3 | | Statement of Income | 4 | | Statement of Changes in Stockholders' Equity | 5 | | Statement of Cash Flows | 6 | | Notes to Financial Statements | 7 -<br>14 | | Supplemental Schedules: | | | Computation of Net Capital Under Rule<br>Schedule I -<br>15c3-1 of the Securities and Exchange Commission | 15 -<br>16 | | Computation of Determination of Reserve<br>Schedule II -<br>Requirements Under Rule l 5c3-3 of the Securities<br>Exchange Commission | 17 | | Schedule III -<br>Information Relating to the Possession or<br>Control Requirements Under Rule 15c3-3 of the<br>Securities and Exchange Commission | 18 | | Report of Independent Registered Accounting Firm on Review of<br>Management's Exemption Report Pursuant to SEC Rule 15c3-3 | 19 -<br>20 | {2}------------------------------------------------  #### CERTIFIED PUBLIC ACCOUNTANTS 139 North Main Street, Suite 101 Bel Air, MD 21014 > The Board of Directors Capital Portfolio Management, Inc. Timonium, Maryland ### Report of Independent Registered Public Accounting Firm #### Opinion on the Financial Statement We have audited the accompanying statement of financial condition of Capital Portfolio Management, Inc. as of March 31, 2024, and related statements of operations, changes in stockholders' equity, and cash flows for the year then ended, that you are filing pursuant to Rule l 7a-5 under the Securities Exchange Act of 1934 and the related notes (collectively refened to as the "financial statements"). In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of TLS Financial Services, Inc.as of March 31, 2024 and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the…Read the full text as markdown