Full text of CAPITAL PORTFOLIO MANAGEMENT, INC.'s X-17A-5 filed 2025-07-16 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART IIH > > FACING PAGE OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL SEC FILE NUMBER Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 4/1/2024 MM/DD/YY AND ENDING A. REGISTRANT IDENTIFICATION NAME OF FIRM: Capital Portfolio Management, Inc 03/31/2025 MM/DD/YY TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer ☐ Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 9515 Deereco Road, Suite 1010 Timonium (City) (No. and Street) Maryland (State) 21093 (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Patrick Dyer (Name) 410-667-4575 (Area Code - Telephone Number) pdyer@cpminvestments.com (Email Address) B. ACСOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RW Group PO BOX 114 (Address) (Name- if individual, state last, first, and middle name) Landenberg PA 19350 (City) (State) (Zip Code) 5020 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | | 1, Patrick V Dyer<br>_ swear (or affirm) that, to the best of my knowledge and belief,<br>the | |------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | financial report pertaining to the firm of Capital Portfolio Management, Inc<br>of<br>_ as | | 3/31 | ,2025, is true and correct. I further swear…Read the full text as markdown