Full text of CAPITAL PORTFOLIO MANAGEMENT, INC.'s X-17A-5 filed 2026-06-30 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **04/01/2025** AND ENDING **03/31/2026** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Capital Portfolio Management, Inc. TYPE OF REG ISTRANT {check all applicable boxes): C!J Broker-dealer □ Securit y-based sw ap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 9515 Deereco Rd, Suite 1010 | | (No. and Street) | | | | | |------------------------------------------------|------------------------------------------------------------------------------|----------------------------|--------------------------------------------------|--|--| | Timonium | MD | | 21093 | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FI LI NG | | | | | | | Patrick Dyer | 410-667-4575 | pdyer@cpm investments. com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | RW Group | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in t his f iling* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | PO Box 114 | Landen berg | PA | 19350 | | | | (Address) | (City) | (State) | (Zip Code) | | | | l" | | 5020 | | | | | of Registcatioo with PCAOB)[if applicable) | | | I<br>(PCAOB Registratioo Nombec, if appl icable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that t he annua l reports be covered by the reports of an independent public accou ntant must be supported by a statement of facts and circumstances relied on as the basis of the exempt ion . See 17 CFR 240.17a-S(e)(l )(ii), if applica ble. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH **OR AFFIRMATION** I, Patrick V Dyer swear (or affirm) that, to the best of…Read the full text as markdown