Full text of AMERICAN HERITAGE SECURITIES, INC.'s X-17A-5 filed 2024-04-04 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILINGFOR THE PERIOD BEGINNING **01/01/23** --------- AND ENDING **12/31/23** **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: AMERICAN HERITAGE SECURITIES, INC. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) # 50 SOUTH MAIL STREET, SUITE 1210 | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-------------------------------------------|--| | AKRON | OH | | 44308 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | JEFFREY C. THOMAS | (330) 374-7500 | | JTHOMAS@ALPHA-ASSET .COM | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>SANVILLE & COMPANY | (Name - if individual, state last, first, and middle name) | | | | | 325 N ST. PAUL ST., STE 3100 DALLAS | | TX | 75201 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/18/03 | | 169 | | | | te of Reg;suafo, w;th PCAOB)l;f appHcable) | | | (PCAOB Reglstcafo, N,mbec, ;f a ppHcable) | | | r | FOR OFFICIAL USE ONLY | | | | | | | | I | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** | 0MB APPROVAL | | | | |---------------------------|--|--|--| | 0MB Number: 3235-0123 | | | | | Expires: Nov. 30, 2026 | | | | | Estimated average burden | | | | | hours per response:<br>12 | | | | SEC FILE NUMBER | 8-44466 | | | | |---------|--|--|--|…Read the full text as markdown