Full text of AMERICAN HERITAGE SECURITIES, INC.'s X-17A-5 filed 2026-04-07 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 8-44466 | **FACING PAGE** Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/25\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ AND ENDING 12/31/25\_\_\_\_\_\_\_\_\_ MM/DD/YY MM/DD/YY # NAME OF FIRM: AMERICAN HERITAGE SECURITIES, INC.\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ TYPE OF REGISTRANT (check all applicable boxes): **A. REGISTRANT IDENTIFICATION** El Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 50 SOUTH MAIL STREET, SUITE 1210 | 44308<br>(Zip Code)<br>jthomas@alpha-asset.com<br>(Email Address)<br>ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* * | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | (Name-if individual, state last, first, and middle name) | | TX<br>75201 | | (State)<br>(Zip Code) | | 169 | | (Date of Registration with PCAOB)(if applicable)______________________________ (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ # *OATH OR AFFIRMATION* | | | JEFFREY C. THOMAS | |--|--|-------------------| |--|--|-------------------| | | rt perta,n,ng to the firm of AMERICAN heritage securtc^LT^ t0 ^ beSt °f my knowledge and belief, the<br>rep° | | | | | |-----|--------------------------------------------------------…Read the full text as markdown