Full text of AMERICAN HERITAGE SECURITIES, INC.'s X-17A-5 filed 2025-03-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-44466 **PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **<sup>0</sup> 1/01f24** AND ENDING **<sup>1</sup> 2/31/24** --------- ---------- MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: AMERICAN HERITAGE SECURITIES, INC. TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 50 SOUTH MAIL STREET, SUITE 1210 | | (No. and Street) | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------|------------------------------------------| | AKRON | OH | | 44308 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | JEFFREY C. THOMAS | (330) 374-7500 | JTHOMAS@ALPHA-ASSET.COM | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | SANVILLE & COMPANY | (Name - if individual, state last, first, and middle name) | | | | 325 N ST. PAUL ST., STE 3100 | DALLAS | TX | 75201 | | (Address) | (City) | (State) | (Zip Code) | | 09/18/03 | | 169 | | | Tte of Re~strnUoo w;th PCAOBJ(;f appUcable) | | | (PCAOB Reg;strnUon N"mbe,, ;f appUcable) | | | FOR OFFICIAL USE ONLY | | I | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by ·a statement of facts and circumstances rel ied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | JEFFREY C. THOMAS | |--|-------------------| | | | I, JEFFREY C. THOMAS swear (or affirm) tha…Read the full text as markdown