Full text of NEWPORT GROUP SECURITIES, INC.'s X-17A-5/A filed 2020-03-18 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **(SEC 10, No. 8--44508)** **STATiMENT OF FINANCIAL CONDITION ANO SUPff.E.MENTAL REPORT** December 31, 2019 **PUBLIC DOCUMENT** Filed as PUBLIC information pursuant to Rule 17a-Se(3) {1}------------------------------------------------ **SECURITIESANO EXCHANGE COM MISSION Washington, o.c. <sup>20549</sup> ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill **FACING PAGE** 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER **8-44508 Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING NAME OF BROKER-DEALER: Newport Grau p Securities, Inc. January 1, 2019 MM/DD/YY AND ENDING **A. REGISTRANT IDENTIFICATION** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 300 Primera Blvd., Suite 200 (No. and Street) Lake Mary FL (City) (State) December 31, 2019 MM/D0/YY OFFICIAL USE ONLY FIRM 1.D. NO. 32746 (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Teresa Sherrard (925) 328-4416 **UNITED STATES** 0MB APPROVAL # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Deloitte & Touche LLP {2}------------------------------------------------ | 555 Mission Street, Suite 1400 | San Francisco | California | 94105 | | |--------------------------------|---------------|------------|------------|--| | (Address) | (City) | (State) | (Zip Code) | | #### **CHECK ONE:** (X) ... Certified Public Accountant { ) ... Public Accountant ( ) ... Accountant not resident in United States or any of its possessions. #### FOR OFFICIAL USE ONLY *\*Claims for exemption from the requirement that the annual report be covered* by *the opinion of an independent public accountant* *must be supported by a statement* of *facts and circumstances relied on as the basis for the exemption. See Section 240.17a-*5(e)(2) > Potential persons who are to respond to the collection of Information contained in this form are not required to respond SEC 1410 (06-02) unless the form displays a currently valid 0MB control number. {3}------------------------------------------------ - ( ) (h} Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3. - ( ) (i) Information Relating to the Possession or Control Requirements Under Ru le 15c3-3. - ( } OJ A Reconciliation, including…Read the full text as markdown