Full text of NEWPORT GROUP SECURITIES, INC.'s X-17A-5 filed 2022-04-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **(SEC ID. No. 8-44508)** \_\_\_\_\_\_\_\_\_\_\_\_ **FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION AND REPORT DECEMBER 31, 2021 PUBLIC DOCUMENT** Filed as PUBLIC information pursuant to Rule 17a-5e(3) {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | |---------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------------------------------|-------------------------------------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235‐0123 | | | Washington, D.C. 20549 | | Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X‐17A‐5 | | 8‐44508 | | | PART III | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a‐5, 17a‐12, and 18a‐7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING 01/01/2021 | MM/DD/YY | AND ENDING 12/31/2021 | MM/DD/YY | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: Newport Group Securities | | | | | X Broker‐dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐ Security‐based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | ☐ Major security‐based swap participant | | | | | | | 300 Primera Blvd., Suite 200 | (No. and Street) | | | | Lake Mary | Florida | | 32746 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Teresa Sherrard | (925) 328 – 4416 | Teresa.Sherrard@newportgroup.com | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | Deloitte & Touche LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name – if individual, state last, first, and middle name) | | | | 555 Mission Street, Suite 1400 | San Francisco | California | 94105 | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {2}------------------…Read the full text as markdown