Full text of NEWPORT GROUP SECURITIES, INC.'s X-17A-5 filed 2021-03-29 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **{SEC ID. No. 8-44508)** **STATEMENT OF FINANCIAL CONDITION AND SUPPLEMENTAL REPORT** December 31, 2020 **PUBLIC DOCUMENT** Filed as PUBLIC information pursuant to Rule 17a-Se(3) {1}------------------------------------------------ **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill FACING PAGE** Estimated average burden hours per response .. . . . . 12.00 SEC FILE NUMBER **8-44508 Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING NAME OF BROKER-DEALER: Newport Group Securities, Inc. January 1, 2020 MM/ DD/ VY AND ENDING **A. REGISTRANT IDENTIFICATION** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 300 Primera Blvd., Suite 200 (No . a nd Stre et) Lake Mary FL (City) (St at e ) December 31, 2020 MM/ DD/ VY OFFICIAL USE ONLY FIRM I.D. NO. 32746 (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT Teresa Sherrard (925) 328-4416 **UNITED STATES** **Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: August 31, 2023 **SECURITIESAND EXCHANGE COMMISSION** ## **B. ACCOUNTANT IDENTIFICATION** IN D EPEND ENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Deloitte & Touche LLP {2}------------------------------------------------ | 555 Mission Street, Suite 1400 | San Francisco | California | 94105 | |--------------------------------|---------------|------------|------------| | (Address) | (City) | (State) | (Zip Code) | #### **CHECK ONE:** - (X) ... Certified Public Accountant - ( ) ... Public Accountant - ( ) ... Accountant not resident in United States or any of its possessions. #### FOR OFFICIAL USE ONLY *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant* *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5{e){2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond** SEC 1410 (06-02) **unless the form displays a currently valid 0MB control number.** {3}------------------------------------------------ - ( ) (h) Computation for Determination of Reserve Requirements Pursuant to Rule 15c3-3. - ( ) (i) Information Relating to the Possession or Control Requirements Under Rule 15c3-3. - ( ) U) A Reconciliation, including app…Read the full text as markdown