Full text of FIMCO SECURITIES GROUP, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 11/21/2019 | | | |------------|--|--| {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ FIMCO Securities Group, Inc Financial Statements and Supplementary Information December 31, 2021 {3}------------------------------------------------ #### **AUDITED FINANCIAL STATEMENTS** December 31, 2021 #### **TABLE OF CONTENTS** | SEC Form X-17A-5 | 1 -<br>2 | |----------------------------------------------------------------------------------------------|-------------| | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Statement of Income | 5 | | Statement of Changes in Stockholder's<br>Equity | 6 | | Statement of Cash Flows | 7 | | Notes to Financial Statements | 8<br>–<br>9 | | Schedule I: Net Capital Under Rule 15c3-1<br>and Computation<br>of Aggregate<br>Indebtedness | 10 | | Schedule II: Computation<br>for Determination of Reserve Requirements Under Rule 15c3-3 | 11 | | Schedule III: Information Relating to Possession and Control Requirements Under Rule 15c3-3 | 12 | | Report of<br>Independent Registered Public Accounting Firm | 13 | | Exemption Report | 14 | {4}------------------------------------------------  #### REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholder of FIMCO Securities Group, Inc. #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of FIMCO Securities Group, Inc. (the "Company") as of December 31, 2021, and the related statements of income, changes in stockholder's equity and cash flows for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of FIMCO Securities Group, Inc. as of December 31, 2021, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCA…Read the full text as markdown