Full text of FIMCO SECURITIES GROUP, INC.'s X-17A-5 filed 2025-05-12 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | | | | |---------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--|--| | | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | SEC FILE NUMBER<br>8-44863 | | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | AND ENDING 12/31/2024 | | | | | MM/DD/YY | | | | | | | | | | | | | | | Broker-dealer Security-based swap dealer Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | | | 53074 | | | | (Zip Code) | | | | | | | | | | fredhenry@fisecfi.com | | | | | (Email Address) | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | MO | 63122 | | | | 6667 | (Zip Code) | | | | | (PCAOB Registration Number, if applicable) | | | | | (State) | | | accountant must be supported by a statement of facts and circumstances reliad on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I. Fred Henry swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of FIMCO Securities Group Inc as of 12/31 2024 is true and correct. I further swear (or affirm) that neither the company nor any 1 - 2018/04/08/11/2017 - partner officer, director, or quivalent personal (1) P U Senate Proposition in any and in any and in any and on and of a customer as that a a customer. This filing \*\* contains (check all applicable boxes) IF WIS PETERS CONSUMERSED - (a) Statement of financial condition. - ibi Notes to consolidated statement of financial condition - (c) statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income las defined in § 210.1-02 of Regulation S-X). Al D. ZGAITIS - (d) Statement of cash flows, - (e) Stateme…Read the full text as markdown