Full text of FIMCO SECURITIES GROUP, INC.'s X-17A-5 filed 2026-04-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # OMB APPROVAL OMB Number: 3235-0123 L Г # ANNUAL REPORTS FORM X-17A-5 PART III | Expires: Nov. 30, 2026 | | | | | |--------------------------|--|--|--|--| | Estimated average burden | | | | | | hours per response: 12 | | | | | | SEC FILE NUMBER | | | | | #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 1/1/2025 | 12/31/2025<br>AND ENDING | | | |-----------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|--------------------------------------------|-----------------------|--| | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | FIMCO Securities Group, Inc<br>NAME OF FIRM | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>· Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer __ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 110 South Wisconsin St. Unit 2G | | | | | | | (No. and Street) | | | | | Port Washington | WI | | 53074 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Fred Henry | 414-702-8872 | | fredhenry@fisecfi.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Davila Advisory, LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 10135 Manchester Rd, Set 206 | St. Louis | MO | 63122 | | | (Address) | (City) | (State)<br>6667 | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION swear (or a…Read the full text as markdown