Full text of BLACK OAK SECURITIES, INC.'s X-17A-5 filed 2022-09-21 (period 2022-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED<br>ST ATES | OMB APPROVAL | | | |-----------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------|------|--| | SECURITIES<br>AND<br>EXCHANGE<br>COMMISSION | OMB Number:<br>3235-0123 | | | | o.c. 20549<br>Washington, | Expires: act. 31, 2023 | | | | | Estimated aVerage burden<br>hours per response:<br>12 | | | | ANNUAL<br>REPORTS | | | | | | SEC FILE NUMBER | | | | FORM<br>X-17<br>A-5 | | | | | PART<br>Ill | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | A.<br>REGISTRANT<br>IDENTIFICATION | | | | | 61(zL<br>OaL<br>.S"qcwrc"qr<br>NAME<br>OF FIRM: | r | | | | | | | | | TYPE OF<br>(check<br>all applicable<br>boxes):<br>REGISTRANT | | | | | JaBroker-dealer<br>€ Security-based<br>€<br>Major<br>security-based<br>swap<br>dealer | swap<br>participant | | | | €<br>Check<br>here if respondent<br>is also an OTC derivatives<br>dealer | | | | | | | | | | a p.o. box<br>ADDRESS<br>OF<br>PRINCIPAL<br>PLACE<br>OF<br>BUSINESS:<br>(Do<br>not<br>use<br>no.) | | | | | | | | | | (No. and Street) | | | | | | | | | | | \bLSS'8 | | | | (City)<br>(State) | (Zip Code) | | | | PERSON TO CONT ACT WITH<br>REGARD TO THIS FILING | | | | | | | | | | Name<br>(Area<br>Code -Telephone<br>Number) | | | | | | A\Ho4dp,3r7445 | K?;: | | | B. ACCOUNT<br>ANT<br>IDENTIFICATION | | | | | INDEPENDENT<br>PUBLIC ACCOUNTANT<br>whose<br>reports<br>are contained<br>in this<br>filing* | | | | | | | | | | | | | | | (Name-ifindividual,<br>state<br>last, first,<br>and middle<br>name) | | | | | | | | | | | | | | | | | | | | (Date of "tegistration with PCAOB%ifapplicable) | (PCAOBRegistration Number, if applicable) | | | | FOR OFFICIAL<br>USE ONLY | | | | | | | | | | " Claims<br>for exemption<br>from<br>the requirement<br>that<br>the annual<br>reports<br>be covered<br>by the reports | of an independent<br>public | | | | accountant<br>must<br>be supported<br>by a statement<br>of facts<br>and circumstances<br>relied | on as the basis of the exemption.<br>See 17 | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. CFR 240.l7a-5(e)(1)(ii), if applicable. {1}------------------------------------------------ ### OATH OR AFFIRMATION i, 7 Sr swear (or affirm) that, to the best of <sup>m</sup> knowledge and…Read the full text as markdown