Full text of BLACK OAK SECURITIES, INC.'s X-17A-5 filed 2024-09-30 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, o.c. <sup>20549</sup> OMB APPROV AL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17 A-5 PART Ill SEC FILE NUMBER | | Pursuant<br>to Rules 17a-5,<br>17a-12,<br>and 18a-7<br>under | the Securities<br>Exchange | Act of 1934 | |----------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------|----------------------------|-----------------------------| | FILING<br>FOR THE PERIOD | 07/01/23<br>BEGINNING<br>AND | 06/30/24<br>ENDING | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT<br>IDENTIFICATION | | | | Black<br>NAME<br>OF FIRM: | Oak<br>Securities,<br>Inc. | | | | OF REGISTRANT<br>(check<br>TYPE<br>[]<br>Broker-dealer<br>€<br>€<br>Check<br>here<br>if respondent | all applicable<br>boxes):<br>€<br>Security-based<br>dealer<br>Major<br>swap<br>is also an OTC derivatives<br>dealer | security-based<br>swap | participant | | ADDRESS<br>OF PRINCIPAL | use a p.o.<br>PLACE OF BUSINESS:<br>(Do<br>not<br>box | no.) | | | 707<br>Carroll<br>St<br>-<br>Ste | C | | | | | (No.<br>and Street) | | | | Pawnee | IL | | 62558 | | (City) | (State) | | (Zip Code) | | PERSON<br>TO CONT ACT WITH | REGARD<br>TO THIS<br>FILING | | | | Dwan<br>Gross | 217-498-7876 | | dwan.n.gross@blac'Coo-\- | | (Name) | (Area<br>Code - Telephone<br>Number) | (Email<br>Address) | Q'1<br>5,(,,<br>q<br>(-('ri | | | B. ACCOUNT<br>ANT<br>IDENTIFICATION | | | | | | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT | whose<br>reports<br>are contained | in this<br>filing* | | | Kerber<br>Eck<br>&<br>Braeckel | LLP | | | | 3200<br>Robbins<br>Rd<br>- | (Name-if<br>individual,<br>state<br>last, first,<br>and middle<br>Ste<br>200A<br>Springfield | name)<br>IL | 62704 | | | | | | | (Address)<br>10/22/2003 | (City) | (State)<br>718 | (Zip Code) | | | | | | | (Date of Registration with PCAOB%ifapplicable) | | (PCAOB<br>Registration | Number,<br>if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l7a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}--…Read the full text as markdown