Full text of BLACK OAK SECURITIES, INC.'s X-17A-5 filed 2025-09-23 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, o.c. <sup>20549</sup> | ANNUAL<br>REPORTS | |---------------------| | FORM<br>X-17<br>A-5 | | PART<br>Ill | | OMB APPROVAL | | | | |-----------------------------|--|--|--| | OMB Number:<br>3235-0123 | | | | | Expires: Nov. 30, 2026 | | | | | Estimated<br>average burden | | | | | hours per response:<br>12 | | | | SEC FILE NUMBER # FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 07/01/24 06/30/25 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Black Oak Securities, Inc. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): EI Broker-dealer € Security-based swap dealer € Clieck here if respondent is also an OTC derivatives dealer € Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a p.o. box no.) 707 Carroll St - Ste C (No. and Street) Pawnee IL (City) (State) 62558 (Zip Code) PERSON TO CONT ACT WITH REGARD TO THIS FILING Dwan Gross 2al7-498-7876 (Name) (AreaCode-TelephoneNumber) dwan.n.gross@blackoaksecurities.com (Email Address) B. ACCOUNT ANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Kerber Eck & Braeckel LLP (Name-if individual, state last, first, and middle name) 3200 Robbins Rd - Ste 200A Springfield IL 62704 (Address) (City) (State) (ZipCode) 10/22/2003 718 (Date of Registration witli PCAOB%if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY " Claims for exemption from tlie requiremem that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l7a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ I, DWanGrOSS , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of BlackOakSecurities,Inc. , as of June3o ,<sup>2</sup> 25, is true and correct. <sup>I</sup> further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest…Read the full text as markdown