Full text of HP SECURITIES, INC.'s X-17A-5 filed 2022-03-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** ## SEC FILE NUMBER 8-45502 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2021** MM/DD/VY AND ENDING **12/31/2021** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: HP Securities Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1515 SW 5th Ave- Suite 606 | | (No. and Street) | | | | | | |-------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|------------------------|--|--|--| | Portland | Oregon | | 97201 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Hans Powers | ( 503 )719-4681 | | hans@hp-securities.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | ,<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Spicer Jeffries LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 4601 OTC Blvd-<br>Suite 700 | Denver | co | 80237 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/20/03 | | 349 | | | | | | (PCAOB Reg;,tr.,tma N"mbec, ff appl;cable) | | | | | | | | FOR OFFICIAL USE ONLY<br>I | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Hans Powers | | | | swear {or affirm) that, to the best of my knowledge and belief, the | | | | | |----------------|--|--|-------------------------------…Read the full text as markdown