Full text of HP SECURITIES, INC.'s X-17A-5/A filed 2023-04-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: | 12 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------|--------------------------------------------------------------------------------------------------------------------|-------|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-45502 | | | | | PART II | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>12/31/2022<br>1/01/2022<br>AND ENDING<br>FILING FOR THE PERIOD BEGINNING | | | | | | | | MM/DD/Y | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | HP Securities Inc.<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | DSecurity-based swap dealer | | OMajor security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.0. box no.) | | | | | | 1515 SW 5th Ave- | Suite 606 | | | | | | | (No. and Street) | | | | | | Portland | OR | | 97201 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Hans Powers | (503)719-4681 | | hans@hp-securities.com | | | | (Name) | (Area Code- Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Spicer Jeffries LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name-if Individual, state last, first, and middle name) | | | | | | Suite 700<br>DTC Blvd-<br>4601 | Denver | | CO | 80237 | | | (Address)<br>10/20/03 | (City) | (State)<br>349 | (Zip Code) | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be c…Read the full text as markdown