Full text of HP SECURITIES, INC.'s X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | OMB APPROVAL | |-----------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------|------------------------|----------------------------------------------------| | | UNITED STATES | | OMB Number: 3235-0123 | | | SECURITIES AND EXCHANGE COMMISSION | | Expires: Oct. 31, 2023<br>Estlmated average burden | | | Washington, D.C. 20549 | | hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-45502 | | | PART II | | | | | | | | | | FACING PAGE | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securitles Exchange Act of 1934 | | | | | 1/01/2022 | | 12/31/2022 | | FILING FOR THE PERIOD BEGINNING | AND ENDING<br>MM/OD/Y | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | HP Securities Inc.<br>NAME OF FIRM: | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes: | | | security-based swap participant | | Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer<br>Major | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.0. box no.) | | | | 1515 SW 5th Ave- | Suite 606 | | | | | (No. and Street) | | | | Portland | OR | | 97201 | | (City) | (State) | | (Zip Code) | | PERSON To cONTACT WITH REGARD TO THIS FILING | | | | | Hans Powers | | hans@hp-securities.com | | | | (503)719-4681<br>(Area Code - Telephone Number) | | (Email Address) | | (Name) | | | | | | B. ACCOUNTANT IDENTIFICATIiON | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Spicer Jeffries LLP | | | | | | (Name if Individual, state last, first, and middle name) | | | | | | | | | Suite 700<br>4601 DTC Blvd- | Denver | CO | 80237 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/03 | | 349 | | | (Date of Registration with PCAOB}{lf applicable)_ | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained In this form are not requlire…Read the full text as markdown