SHINHAN INVESTMENT AMERICA INC. X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of SHINHAN INVESTMENT AMERICA INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SHINHAN INVESTMENT AMERICA INC.
• Form: X-17A-5
• Filed: 2019-03-01
• Period: 2018-12-31
• Accession: 0000900903-19-000003
• CIK: 900903
• File #: 8-45648
• Material weakness: No
• Auditor: Sejong LLP
• Auditor location: Ridgefield Park, NJ
• Contact: Yoon Pak
• Phone: 212-397-0041
• Signed by: Yoon Pak (President)

Document text (excerpt)

X-17A-5 0000900903 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N SHINHAN INVESTMENT AMERICA INC. 1325 AVENUE OF THE AMERICAS STE. 2002A NEW YORK NY 10019 Yoon Pak 212-397-0041 Sejong LLP 65 Challenger Road Suite 250 Ridgefield Park NJ 07660 Certified Public Accountant Yoon Pak SHINHAN INVESTMENT AMERICA INC. 12-31-2018 Yoon Pak President Y

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• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-02
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Original filing on SEC EDGAR (source of record)