Full text of SHINHAN SECURITIES AMERICA, INC.'s X-17A-5 filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of Shinhan Securities Co., Ltd.) Statement of Financial Condition December 31, 2024 (With Report ofindependent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-45648 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **1/1/2024** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: SHINHAN SECURITIES AMERICA INC. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant AND ENDING 1213112024 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 750 7TH AVENUE, SUITE 2602 | | (No. and Street) | | | | | | |-----------------------------------------------------------------------------------------|------------------------------------------------------------|------|-----------------|----------------------------------------------|--|--| | NEW YORK | NY | | | 10019 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | CHANBUM KIM | 212-397-0792 | | | cb.kim@shinhan-usa.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>SEJONG LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 65 CHALLENGER ROAD, SUITE 250 | RIDGEFIELD PARK | | NJ | 07660 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 08/16/2011 | | 5519 | | | | | | Ir•<br>of Regl>tratloo with PCAOB)(lf applicable) | FOR OFFICIAL USE ONLY | | | (PCAOB Reglstratloo Nombe,, if'"""<br>ble) I | | | | | | | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if app…Read the full text as markdown