Full text of SHINHAN SECURITIES AMERICA, INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of Shinhan Securities Co., Ltd.) Statement of Financial Condition December 31, 2025 (With Report oflndependent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ CONFIDENTIAL UNITED STATES SECURITIES **AND EXCHANGE COMMISSION** Washington, O.C. 20S49 **ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-45648 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/0 1/25 AND ENDING 12131125 - --------- ----------- MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: SHINHAN SECURITIES AMERICA INC. TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer D Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** 750 7TH AVENUE, STE 2602 (No. and Street) NEW YORK NY (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10019 (Zip Code) Chanbum Kim 212-397-0792 cb.kim@shinhan-usa.cor (Name} {Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** SEJONG LLP (Name - if individual, state last, first, and middle name) 65 CHALLENGER ROAD, STE 250 RIDGEFIELD PARK NJ (Address) (City) (State) 8/16/2011 5519 07660 (Zip Code} **T" of R,gi<tra<ioo with PCAOBl [ff applkaWel FOR OFFICIAL USE ONLY (PCAOB Regi,mnioo N"mb~,** if **applicable)** I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public 0MB APPROVAL accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 24Q\_l7a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Chanbum Kihl swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Shinhan Securities America Inc. as of 12/31 2025 , is true and correct. I further swear (o…Read the full text as markdown