Full text of VECTORGLOBAL WMG, INC.'s X-17A-5 filed 2021-03-08 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # **VectorGlobal WMG, Inc.** **Report Pursuant to Rule 17a-5 Under the Securities Exchange Act of 1934** **December 31, 2020**  {1}------------------------------------------------ | | | OMB APPROVAL | |--------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------| | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | OMB Number:<br>3235-0123<br>Expires:<br>October 31, 2023 | | | Washington, D.C. 20549 | Estimated average burden<br>Hours per response 12.00 | | | ANNUAL AUDITED REPORT<br>FORM X-17 A-5<br>PART III | SEC FILE NUMBER<br>8-45715 | | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | REPORT FOR THE PERIOD BEGINNING | 1/01/2020<br>AND ENDING<br>MM/DD/YY | 12/31/2020<br>MM/DD/YY | | A. | REGISTRANT IDENTIFICATION | | | NAME OF BROKER-DEALER: VectorGlobal WMG, Inc. | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | 1001 Brickell Bay Dr., Suite 1900 | | | | | (No. and Street) | | | Miami<br>(City) | Florida<br>(State) | 33131<br>(Zip Code) | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | Juan L. Osorio | | (305) 350-3348<br>(Area Code - Telephone Number) | | | | | | B. | ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | BDO USA, LLP | | | | | (Name - if individual, state last, first, middle name) | | | 1450 Brickell Avenue, 18th Floor,<br>Miami<br>(Address)<br>(City) | Florida<br>(State) | 33131<br>(Zip Code) | | CHECK ONE: | | | | Certified Public Accountant | | | | Public Accountant | | | | | Accountant not resident in the United States or any of its possessions | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e) (2) **Potential persons who are to respond to the collection of information Contained in this form are no…Read the full text as markdown