Full text of VECTORGLOBAL WMG, INC.'s X-17A-5 filed 2022-03-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------   {1}------------------------------------------------ | | | 0MB APPROVAL | | |--------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------|-----------------------------------------------------------|--| | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB Number:<br>3235-01 23<br>Expires:<br>October 31, 2023 | | | | | Estimated average burden<br>Hours per response 12.00 | | | ANNUAL AUDITED REPORT<br>FORM X-17 A-5<br>PART Ill | | SEC FILE NUMBER<br>8-45 715 | | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule l 7a-5 Thereunder | | | | | ---<br>REPORT FOR THE PERIOD BEGINNING<br>1/01/2021<br>MMI --D-D_IYY | __<br>AND ENDING<br>_ | 12/31/2021<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: VectorGlobal WMG, Inc. | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRMI.D. NO. | | | 1001 Brickell Bay Dr., Suite 1900 | | | | | (No. and Street) | | | | | Miami<br>Florida<br>(City)<br>(State) | | 33131<br>(Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Juan L. Osorio | | (305) 350-3348 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | BDOUSA,<br>LLP | | | | | (Name - if individual, state last, first, middle name) | | | | | 100 SE 2nd Street, Suite 1700<br>Miami<br>(Address)<br>(City) | Florida<br>(State) | 33131<br>(Zip Code) | | | CHECK ONE: | | | | | ~ Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D<br>Accountant not resident in the United States or any of its possessions | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e) (2) > **Potential persons who are to respond to the collection of information Contained in this form are not required to respond unless the form Displays a currently valid 0MB control number** {…Read the full text as markdown