Full text of VECTORGLOBAL WMG, INC.'s X-17A-5 filed 2024-03-08 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------   {1}------------------------------------------------ #### **UNITED STATES** SECURITIES **AND EXCHANGE COMMISSION** Washington, D.C. 20549 | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | # ANNUAL REPORTS FORM X-17A-S PART Ill | SEC FILE NUMBER | |-----------------| | 8-45715 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2023** AND ENDING **12/31/2023** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: VectorGlobal WMG, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1001 Brickell Bay Drive Suite 1900 | | (No. and Street) | | | | |----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------|--------------------------------|--| | Miami | Florida | | 33131 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Genaro R. Immediato | 305-350-3350 | | gimmediato@vectorglobalwmg.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Kaufman, Rossin & Co., P.A. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3310 Mary Street, Suite 501 | Miami | FL | 33133 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/1<o[2003 | | 131- | | | | l"<br>of R,g;,tc,t,o, w;th PCAOB)(;f appl;cabl,) | | (PCAOB Reg;,t,at,o, Nombec, ff applicable) | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not req…Read the full text as markdown