Full text of CELADON FINANCIAL GROUP LLC's X-17A-5 filed 2022-04-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 8-47288 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | January<br>1,<br>2021 | AND ENDING December | 31,<br>2021 | |-------------------------------------------------------------------------------------------|------------------------------------------------------------------------------|-----------------------------------------|----------------------------------------------| | | MM/00/YY | | MM/0D/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Celadon | Financial<br>Group | LLC<br>, | | | TYPE OF REGISTRANT (check<br>0 Broker-dealer<br>0 Check here if respondent is also an OTC | all applicable boxes):<br>□ Security-based swap dealer<br>derivatives dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE | OF BUSINESS: {Do not use | a P.O. box no.) | | | 10<br>North<br>Park<br>Place | Ste<br>420<br>, | | | | | (No. and Street) | | | | Morristown | NJ | | 07960 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD | TO THIS FILING | | | | Daryl<br>S<br>Hersch | 973-701-8033 | | Dhersch@celadonfinancial.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT | whose reports are contained in | this filing* | | | Berkower<br>LLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | Route<br>517<br>One<br>South | lselin<br>Ste<br>4103 | NJ | 08830 | | (Address) | (City) | (State) | (Zip Code) | | 09/18/2003 | | 217 | | | rte<br>of Reg;,t,.tloo with PCAOB)l;f apPllcable) | | | (PCAOB Reg;stratloo N,mbec, ;f applicable) I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form dis…Read the full text as markdown