Full text of CELADON FINANCIAL GROUP LLC's X-17A-5 filed 2024-04-11 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response: 12 | | | | |------------------------|--|--|--| | | | | | | SEC FILE NUMBER | | | | | 8-47288 | | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** FILING FOR THE PERIOD BEGINNING January 1, 2023 AND ENDING December 31, <sup>2023</sup> MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAMEOFFIRM: CELADON FINANCIAL GROUP LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | NORTH<br>10<br>PARK | PLACE<br>STE<br>420<br>, | | | | | | | |------------------------------------------------------------------------------|--------------------------------|---------------------------------------------|------------------------------|--|--|--|--| | (No. and Street) | | | | | | | | | MORRISTOWN | NJ | | 07960 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | DARYL<br>S<br>HERSCH | 973-701-8033 | | DHERSCH@CELADONFINANCIAL.COM | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in<br>this filing* | | | | | | | | | BERKOWER<br>LLC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 517 ROUTE<br>ONE<br>SOUTH<br>STE | ISELIN<br>4103 | NJ | 08830 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | l"<br>09/18/2003 | | 217 | | | | | | | of ••~Watioo with PCAOB)(ff appllcab~) | | (PCAOB R,glst,atloo Numbe,, tt appUcable) I | | | | | | **FOR OFFICIAL USE ONLY (PCAOB R,glst,atloo Numbe,, tt appUcable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of informatio…Read the full text as markdown