Full text of CELADON FINANCIAL GROUP LLC's X-17A-5 filed 2023-04-10 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-47288 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING January 1, 2022 AND ENDING December 31, <sup>2022</sup> MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Celadon Financial Group, LLC TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 10 North Park Place, Ste. 420 | | (No. and Street) | | |------------|------------------|------------| | Morristown | NJ | 07960 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | S<br>Daryl<br>Hersch | 973-701-8033 | Dhersch@celadonfinancial.com | |----------------------|--------------|------------------------------| | | | | (Name) (Area Code-Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Berkower LLC | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|---------|--------------------------------------------| | Route<br>One<br>South<br>517 | lselin<br>Ste<br>4103 | NJ | 08830 | | (Address) | (City) | (State) | (Zip Code) | | 09/18/2003 | | 217 | | | rte<br>of Reg;,t,at;oa with PCAOB){;f appUcable) | | | (PCAOB R~,i,,t;oa N,mb,,, If applicable) I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMS contr…Read the full text as markdown