SANTANDER INVESTMENT SECURITIES INC. X-17A-5 (2017-03-09) — Broker-dealer annual report

Full text of SANTANDER INVESTMENT SECURITIES INC.'s X-17A-5 filed 2017-03-09 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SANTANDER INVESTMENT SECURITIES INC.
• Form: X-17A-5
• Filed: 2017-03-09
• Period: 2016-12-31
• Accession: 0000931371-17-000002
• CIK: 931371
• File #: 8-47664
• Material weakness: Yes
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Arnold Kaufman
• Phone: 2123503661
• Signed by: Arnold Kaufman (VP - FIN OPS)

Document text (excerpt)

X-17A-5 0000931371 XXXXXXXX 008-47664 LIVE true true false 01-01-2016 12-31-2016 Broker-dealer Y SANTANDER INVESTMENT SECURITIES INC. 45 EAST 53RD STREET NEW YORK NY 10022 Arnold Kaufman 2123503661 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Arnold Kaufman SANTANDER INVESTMENT SECURITIES INC. 03-09-2017 Arnold Kaufman VP - FIN OPS Y

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• X-17A-5 — 2023-02-24
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• X-17A-5 — 2021-03-11
• X-17A-5 — 2020-03-03
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-03-01

Original filing on SEC EDGAR (source of record)