SANTANDER INVESTMENT SECURITIES INC. X-17A-5 (2018-03-01) — Broker-dealer annual report

Full text of SANTANDER INVESTMENT SECURITIES INC.'s X-17A-5 filed 2018-03-01 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SANTANDER INVESTMENT SECURITIES INC.
• Form: X-17A-5
• Filed: 2018-03-01
• Period: 2017-12-31
• Accession: 0000931371-18-000005
• CIK: 931371
• File #: 8-47664
• Material weakness: Yes
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Arnold Kaufman
• Phone: ###-##-####
• Signed by: Arnold Kaufman (Fin Ops Principal)

Document text (excerpt)

X-17A-5 0000931371 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer Y SANTANDER INVESTMENT SECURITIES INC. 45 EAST 53RD STREET NEW YORK NY 10022 Arnold Kaufman ###-##-#### PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Arnold Kaufman SANTANDER INVESTMENT SECURITIES INC. 12-31-2017 Arnold Kaufman Fin Ops Principal Y

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Other filings by this registrant

• X-17A-5 — 2023-02-24
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-03-11
• X-17A-5 — 2020-03-03
• X-17A-5 — 2019-03-01
• X-17A-5 — 2017-03-09
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-03-01

Original filing on SEC EDGAR (source of record)