SANTANDER INVESTMENT SECURITIES INC. X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of SANTANDER INVESTMENT SECURITIES INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: SANTANDER INVESTMENT SECURITIES INC.
• Form: X-17A-5
• Filed: 2019-03-01
• Period: 2018-12-31
• Accession: 0000931371-19-000005
• CIK: 931371
• File #: 8-47664
• Material weakness: Yes
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: New York, NY
• Contact: Hongmei Zhu
• Phone: 2123503692
• Signed by: Hongmei Zhu (CFO)

Document text (excerpt)

X-17A-5 0000931371 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer Y SANTANDER INVESTMENT SECURITIES INC. 45 EAST 53RD STREET NEW YORK NY 10022 Hongmei Zhu 2123503692 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 Certified Public Accountant Hongmei Zhu SANTANDER INVESTMENT SECURITIES INC. 12-31-2018 Hongmei Zhu CFO Y

Read the full text as markdown

Other filings by this registrant

• X-17A-5 — 2023-02-24
• X-17A-5 — 2022-02-25
• X-17A-5 — 2021-03-11
• X-17A-5 — 2020-03-03
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-09
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-03-01

Original filing on SEC EDGAR (source of record)