MERCER ALLIED COMPANY, L.P. X-17A-5 (2021-02-26) — Broker-dealer annual report

Full text of MERCER ALLIED COMPANY, L.P.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # Mercer Allied Company, L.P. 313.870.0 터, 인터뷰 TENDER FRE книги в серус (3) (40.17-124) (14) 1. The state of the count Financial Statements and Supplemental Schedules Pursuant to Rule 17a-5 of the Securities and Exchange Commission As of December 31, 2020 and for the year then ended 120 3710 11753 {1}------------------------------------------------ UNITEDSTATES OMB APPROVAL SECURITIESANDEXCI3ANGECONIlVIISSION OMB Number: 3235-0123 Washington, D.C. 20549 Expires: October 31, 2023 | Estimated average burden | | | |--------------------------|--|--| | | | | ## ANNUAL AUDITED REPORT hors arras onse......12.00 FORM X 17A-5 SEC FILE NUMBER PART III s-47739 ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01 /01 /20 | AND ENDING | 12/31 /20 | | |--------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|-----------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: McC'Cei" AIIIeC~ COt71paC1)/, L.P.<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | | FIRM I.D. NO. | | | 100 Coliseum Drive | | | | | | | (No. and Street) | | | | | Cohoes | New York | | 12047 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT 1N REGARD TO THIS REPORT<br>Richard Bertani | | | 518-886-4309<br>(Area Code —Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>PricewaterhouseCoopers LLP | (Name — if individual, state last, first, middle name) | | | | | 300 Madison Avenue | New York | New York | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exe…

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