Full text of MERCER ALLIED COMPANY, L.P.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Mercer Allied Company, L.P.** **Financial Statements and Supplemental Schedules Pursuant to Rule 17a-5 of the Securities and Exchange Commission As of December 31, 2022 and for the year then ended** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: ## **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | ϬϭͬϬϭͬϮϮ | | ϭϮͬϯϭͬϮϮ | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: _______________________________________________________________________ | DĞƌĐĞƌůůŝĞĚŽŵƉĂŶLJ͕>͘W͘ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>dž<br>܆<br>܆<br>Broker-dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | ܆ | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | ϭϬϬŽůŝƐĞƵŵƌŝǀĞ<br>_____________________________________________________________________________________ | | | | | | (No. and Street) | | | | ŽŚŽĞƐ<br><br><br>_____________________________________________________________________________________ | <br><br>EĞǁzŽƌŬ | <br> | <br>ϭϮϬϰϳ | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | ZŝĐŚĂƌĚĞƌƚĂŶŝ<br> | <br>ϱϭϴͲϴϴϲͲϰϯϬϵ | <br> | ƌŝĐŚĂƌĚ͘ďĞƌƚĂŶŝΛŐƐ͘ĐŽŵ | | (Name) | _____________________________________________________________________________________<br>(Area Code – Telephone Number)<br>(Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WƌŝĐĞǁĂƚĞƌŚŽƵƐĞŽŽƉĞƌƐ<br>_____________________________________________________________________________…Read the full text as markdown