Full text of MERCER ALLIED COMPANY, L.P.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Mercer AI I ied Company, L.P. <sup>F</sup>inancial Statements and Supplemental Schedules Pursuant to Rule 17a-5 of the <sup>S</sup>ecurities and Exchange Commission <sup>A</sup>s of December 31, 2021 and for the year then ended {1}------------------------------------------------ ### UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION <sup>W</sup>ashington, D.C. <sup>20549</sup> Estimated average burden | ANNUAL REPORTS | SEC FILE NUMBER | |----------------|-----------------| | FORM X-17A-5 | 8-47739 | | PART III | | | SEC FILE NUMBER | | |-----------------|--| | 8-47739 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under | FACING PAGE | | the Securities Exchange Act of 1934 | | | | | |----------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|--------------------------------------------|--|--|--|--| | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | | | | | | | MM/DD/YY | | M M/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: Mercer Allied Company, L.P. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>~<br>❑ Check here if respondent is also an OTC derivatives dealer | ❑Security-based swap dealer | | ❑Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. | | box no.) | | | | | | | 100 Coliseum Drive | | | | | | | | | | (No. and Street) | | | | | | | | Cohoes | New York | | 12047 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Richard Bertani | 518-886-4309 | richard.bertani@gs.com | | | | | | | (Name) | (Area Code —Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | I NDEPENDENT PUBLIC ACCOUNTANT whose reports are contained<br>PricewaterhouseCoopers | | in this filing* | | | | | | | | (Name — if individual, state last, first, and middle name) | | | | | | | | 300 Madison Avenue | New York | New York | 10017 | | | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | | | October 20, 2003 | | 238 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | |…Read the full text as markdown