Full text of DWS DISTRIBUTORS, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of DWS Investment Management Americas, Inc.) Financial Statements and Schedules December 31, 2021 (With Report of Independent Registered Public Accounting Firm Thereon) These Financial Statements and Schedules should be deemed Confidential Pursuant to Subparagraph (e)(3) of Rule 17a-5 under the Securities Exchange Act of 1934 {1}------------------------------------------------ | UNITED STATES | | |------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | Washington, D.C. 20549 | | #### ANNUAL REPORTS | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: | 12 | | | | #### FORM X-17A-5 PART III # SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | |---------------------------------|----------|------------|----------| | | MM/DD/YY | | MM/DD/YY | | | | | | #### A. REGISTRANT IDENTIFICATION NAME OF FIRM: DWS Distributions, Ilma. TYPE OF REGISTRANT (check all applicable boxes): Z Broker-dealer | Security-based swap dealer Check here if respondent is also an OTC derivatives dealer [] Major security-based swap participant (PCAOB Registration Number, if applicable) ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) #### 222 South Riverside Plazza | | (No. and Street) | | |---------|------------------|------------| | Chicago | IL | 60606-5808 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | 212-454-8603 | nancy tanzil@db.comm | |--------------------------------|----------------------| | (Area Code - Telephone Number) | (Email Address) | | | | #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | KPMG LLP | | |----------|--| | | | | [Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|----------|---------|----------|--|--| | 345 Park Awenue | New York | NY | 10154 | | | | (Address) | (City) | (State) | Zip Code | | | (Date of Registration with PCAOB)(if applicable) #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant mu…Read the full text as markdown