Full text of DWS DISTRIBUTORS, INC.'s X-17A-5 filed 2023-03-20 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of DWS Investment Management Americas, Inc.) Financial Statements and Schedules As of and for the year ended December 31, 2022 (With Report of Independent Registered Public Accounting Firm Thereon) These Financial Statements and Schedules should be deemed Confidential Pursuant to Subparagraph (e)(3) of Rule 17a-5 under the Securities Exchange Act of 1934 {1}------------------------------------------------ | UNITED STATES | | |------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | Washington, D.C. 20549 | | | DUCR WHENDAAT | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | OMB Number: 3235-0123 | | | Expires Oct 31, 2023 | | | Estimated average burden: | | | hours per response: 12 | | | SECTILE NUMBER | | | 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 | | | FILING FOR THE PERIOD BEGINNING | 01/01/22 | AND ENDING | | 12/31/22 | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | DWS Distributors, Inc.<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | _ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 222 South Riverside Plaza | | | | | | | (No. and Street) | | | | | Chicago | H | | 60606-5808 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Nancy Tanzil | 212-454-8603 | | | nancy.tanzil@dws.com | | (Name) | (Email Address)<br>(Area Code - Telephone Number) | |…Read the full text as markdown