Full text of DWS DISTRIBUTORS, INC.'s X-17A-5 filed 2024-03-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of DWS Investment Management Americas, Inc.) Financial Statements and Schedules December 31, 2023 (With Report of Independent Registered Public Accounting Firm Thereon) These Financial Statements and Schedules should be deemed Confidential Pursuant to Subparagraph (e)(3) of Rule 17a-5 under the Securities Exchange Act of 1934 For internal use only {1}------------------------------------------------ | OMB APPROVAL<br>OMB Number: 3235-0123 | | |---------------------------------------|--| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | FILING FOR THE PERIOD BEGINNING | 01/01/23 | AND ENDING | | 12/31/23 | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | DWS Distributors, Inc.<br>NAME OF FIRM: | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | _ Security-based swap dealer | [ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 222 South Riverside Plaza | | | | | | | (No. and Street) | | | | | Chicago | | = | | 60606-5808 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Nancy Tanzil | 212-454-8603 | | | nancy.tanzil@dws.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | KPMG LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 345 Park Avenue | | NY | 10154 | | | (Address) | (City) | (State) | | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | {2}------------------------------------------------ | _ swear (or affirm) that, to the best of my knowledge and belief, the<br>I, Nancy Tanzil | |---------------------…Read the full text as markdown