Full text of TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## Talcott Resolution Distribution Company, Inc. (An Indirect Subsidiary of Hopmeadow Holdings, LP) (SEC. I.D. No. 8-48097) Financial Statements as of and for the Year Ended December 31, 2019, Supplemental Schedules as of December 31, 2019, and Report of Independent Registered Public Accounting Firm Filed Pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ Estimated average burden hours per response . . . 12.00 ## **ANNUALAUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5** 8-48097 **PART III FACING PAGE** #### **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | MM/DD/YY | 01/01/19 | AND ENDING<br>MM/DD/YY | 12/31/19 | |--------------------------------------------------------------------------|---------------------------------|--------------------------------------------------------|---------------------------------------------------------|-----------------------------| | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER - DEALER: | | | | | | Talcott Resolution Distribution Company, Inc. | | | OFFICIAL USE ONLY<br>__________________<br>FIRM ID. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | One Griffin Road North | | | | | | Windsor | (No. and Street)<br>Connecticut | | | 06095 | | (City) | (State) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | James Maciolek | | | | 860 791 0162 | | | | | | (Area Code - Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Deloitte & Touche LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | 185 Asylum Street, 33rd Floor<br>(Address)<br>CHECK ONE: | Hartford<br>(City) | | Connecticut<br>(State) | 06103<br>(Zip Code) | | X<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | #### FOR OFFICIAL USE ONLY *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a…Read the full text as markdown