Full text of TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Talcott Resolution Distribution Company, Inc. (An Indirect Subsidiary of Hopmeadow Holdings, LP) (SEC. I.D. No. 8-48097) Financial Statements as of December 31, 2021 (Successor Company) and for the Period July 1, 2021 to December 31, 2021 (Successor Company) and the Period January 1, 2021 to June 30, 2021 (Predecessor Company), Supplemental Schedules as of December 31, 2021, and Report of Independent Registered Public Accounting Firm Filed Pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-48097 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/21 01/01/21 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Talcott Resolution Distribution Company, Inc. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): & Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) One Griffin Road North (No. and Street) 06095 Windsor CT (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING James A. Maciolek (860) 791-0162 james.maciolek@talcottresolution.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Deloitte & Touche LLP (Name - if individual, state last, first, and middle name) Hartford CT 06103 185 Asylum St 33rd Floor (Address) (City) (State) (Zip Code) 10/20/03 34 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR…Read the full text as markdown