Full text of TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.'s X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## Talcott Resolution Distribution Company, Inc. (An Indirect Subsidiary of Hopmeadow Holdings, LP) (SEC. I.D. No. 8-48097) Financial Statements as of and for the Year Ended December 31, 2020, Supplemental Schedules as of December 31, 2020, and Report of Independent Registered Public Accounting Firm Filed Pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT {1}------------------------------------------------ ANNUAL AUDITED REPORT SEC FILE NUMBER FORM X-17A-5 8-48097 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder REPORT FOR THE PERIOD BEGINNING 01/01/20 12/31/20 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF BROKER - DEALER: OFFICIAL USE ONLY Talcott Resolution Distribution Company, Inc. FIRM ID. NO. ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) One Griffin Road North (No. and Street) Windsor Connecticut 06095 (State) (Zip Code) (City) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT James Maciolek (860) 791-0162 (Area Code - Telephone No.) B. ACCOUNTANT IDENTIEICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* Deloitte & Touche LLP (Name - if individual, state last, first, middle name) 185 Asylum Street, 33td Floor 06103 Connecticut (Address) (City) (State) (Zip Code) CHECK ONE: X Certified Public Accountant Public Accountant Accountant not resident in United States or any of its possessions. UNITED STATES Washington, D.C. 20549 SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response . . . . 12.00 FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent nust be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC 1410 (06-02) Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ## AFFIRMATION I, James Maciolek, affirm that, to the best of my knowledge and belief, the accompanying financial statements and supporting schedules pertaining to the firm of Talcott Resolution Comp…Read the full text as markdown