SHEARSON FINANCIAL SERVICES, LLC X-17A-5 (2019-03-15) — Broker-dealer annual report

Full text of SHEARSON FINANCIAL SERVICES, LLC's X-17A-5 filed 2019-03-15 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: "VHVTU Estimated average burden hours per response.. . . . . 12.00 **8-** SEC FILE NUMBER 48-313 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | FACING PAGE | | |-------------|--| | | | **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | MM/DD/YY<br>REGISTRANT IDENTIFICATION | | REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________<br>MM/DD/YY | | |-------------------------------------------------------------------|---------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | | | | (No. and Street) | | | | | )/ | | 33433<br>_______________________ | | | (State) | | (Zip Code) | | | | | <br>(Area Code – Telephone Number) | | | | | | | | | | | | | | | | | | | | 33073 | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 7000 Palmetto Park Rd. Suite 306<br>Coconut Creek | Shearson Financial Services, LLC<br>___________________________________________________________________________________________________________________<br>______________________________________________________________________________________<br>NAME AND TELEPHONE NUMB…

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