Full text of SHEARSON FINANCIAL SERVICES, LLC's X-17A-5 filed 2026-03-12 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123 | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--|--| | | Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | | | | | | | SEC FILE NUMBER | | | | | | | FORM X-17A-5 | | | | | | | PART III | 8-48313 | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2025 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | AND ENDING 12/31/2025 | | | | | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | NAME OF FIRM: Shearson Financial Services, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>_ Major security-based swap participant<br>C Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 7000 Palmetto Park Road, Suite 501 | | | | | | | | (No. and Street) | | | | | | Boca Raton | Florida | 33433 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jed Kaplan | 561-613-4727 | jkaplan@shearsonllc.com | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. Accountant IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Assurance Dimensions | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 3111 N. University Dr, Suite 621 | Coral Springs | Florida 33065 | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | 04/13/2010 | | 5036 | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of i…Read the full text as markdown