Full text of SHEARSON FINANCIAL SERVICES, LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden ## ANNUAL REPORTS FORM X-17A-5 PART III | wours ber response: | 12 | |---------------------|----| | SEC FILE NUMBER | | | 8-48313 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | filing for the period beginning 01/01/2024 | | AND ENDING | | 12/31/2024 | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-------------------------------------------------------------|-----------------|--------------------------------------------|--|--| | | MM/DD/YY | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | Shearson Financial Services, LLC<br>NAME OF FIRM · | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br> Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 7000 Palmetto Park Road, Suite 501 | | | | | | | | | (No. and Street) | | | | | | | Boca Raton | | Florida | | 33433 | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Jed Kaplan | 561-613-4727 | | | ikaplan@shearsonllc.con | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Assurance Dimensions | | | | | | | | | | (Name -- if individual, state last, first, and middle name) | | | | | | 3111 N.UNIVERSITY DR,SUITE 621 Coral Springs | | | i | 33065 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 4/13/2010 | | 5036 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on a…Read the full text as markdown