Full text of MOLONEY SECURITIES CO., INC.'s X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITlESAND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER B-48236 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEG! NING 01 /01 /20 | MM/DD/YY | AND ENDING 12/31 /20 | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------|--------------------------------|--| | | | | ~~~~~~~~~~<br>MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: MOLONEY SECURITIES CO., INC. | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0 . NO. | | | 13537 BARRETI PARKWAY DRIVE #300 | | | | | | | (No. and Street) | | | | | MANCHESTER | MO | 63021 | | | | (Clry) | (State) | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>DON HANCOCK | | | (314) 909-0600 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | Holt & Patterson, LLC | (Name - if individual. state last, first. middle name) | | | | | 260 Chesterfield Industrial Blvd. Chesterfield | | MO | 63005 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>/'<br>lcertitied Public Accountant<br>l<br>D<br>Public Accountant<br>Accountant not resident in United States or any of its possessions.<br>D | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 {06-02) {1}------------------------------------------------ # **OATH OR AFFIRMATION** | I, _o_o_N_H_A_N_c_o_c_K ____________ | ____________ ,<br>swear (or affirm) that, to the best of | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown