Full text of MOLONEY SECURITIES CO., INC.'s X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-S PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires : Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-48236 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /22** MM/DD/YY AND ENDING **12/31 /22** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: MOLONEY SECURITIES CO., INC. TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer □ Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 13537 BARRETT PARKWAY DRIVE #300 (No. and Street) MANCHESTER MO 63021 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING DON HANCOCK (314) 909-0600 dhancock@moseco.com {Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Holt & Patterson, LLC {Name - if individual, state last, first, and middle name) 260 Chesterfield Industrial Blvd. Chesterfield MO {Address) {City) (State) 2/24/09 3372 63005 (Zip Code) **FOR OFFICIAL USE ONLY** (PCAOB R,g;,,m;oo Nombec, ;f appHo,ble) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e){l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, DON HANCOCK | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown