Full text of MOLONEY SECURITIES CO., INC.'s X-17A-5/A filed 2024-04-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | | | ## **ANNUAL REPORTS FORM X-17A-S** ## **PART** Ill SEC FILE NUMBER 8-48236 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /23** MM/DD/YY AND ENDING **<sup>1</sup> 2/31 / <sup>2</sup> <sup>3</sup>** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: MOLONEY SECURITIES CO., INC. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 13537 BARRETT PARKWAY DRIVE #300 | | (No. and Street) | | | | | | | |----------------------------------------------|---------------------------------------------------------------------------|---------------------|--|--|--|--|--| | MANCHESTER | MO | 63021 | | | | | | | (City) | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | DON HANCOCK<br>(314) 909-0600 | | dhancock@moseco.com | | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Holt & Patterson, LLC | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | |-----------------------------------------------|------------------------------------------------------------|---------|------------------------------------------| | 260 Chesterfield Industrial Blvd Chesterfield | | MO | 63005 | | (Address) | (City) | (State) | (Zip Code) | | 2/24/09 | | 3372 | | | T"<br>ofReg;,tcaUoo w;th PCAOB II" appHrable) | FOR OFFICIAL USE ON LY | | IPCAOB Reg;strnUoo Nombec, ff appHrable) | | | | | I | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of…Read the full text as markdown