Full text of NATALLIANCE SECURITIES, LLC's X-17A-5 filed 2021-03-12 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | REPORT FOR THE PERIOD BEGINNING 01/01/2020 | | AND ENDING 12/31/2020 | | | | | |---------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|-------------------------------|--|--|--| | MM/DD/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF BROKER-DEALER: NatAlliance Securities LLC | | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM LD. NO. | | | | | 111 Congress Ave | | | | | | | | | (No. and Street) | | | | | | | Austin | TX | | 78716 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Fred Bush 512-609-1735 | | | | | | | | | | | (Area Code - Telephone Number | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Reporter | | | | | | | | Briggs & Veselka | | | | | | | | | (Name - if individual, stote last, first. middle nume) | | | | | | | Nine Greenway Plaza #1700 Houston | | TX | 77046 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | Certified Public Accountant | | | | | | | | | | | | | | | | Public Accountant | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | {1}------------------------------------------------  {2}------------------------------------------------  # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Member of NatAlliance Securities, LLC Austin, Texas ## **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of NatAlliance Securities, LLC as of December 31, 2020, the related statements of income, changes in member's equity, and cash flows for the year then ended, and the related notes and schedules (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of NatAlliance Securities as of December 31, 2020, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. # **Basis fo…Read the full text as markdown