Full text of NATALLIANCE SECURITIES, LLC's X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | OMB APPROVAL | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|----------------|-------------------------------------------------------|--|--|--| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123 | | | | | | Washington, D.C. 20549 | | Expires: Nov. 30, 2026 | | | | | | | | Estimated average burden<br>hours per response:<br>12 | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | 8-48723 | | | | | | PART III | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | | AND ENDING 12/31/2023 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: NatAlliance Securities LLC | | | | | | | | Broker-dealer __ Security-based swap dealer __ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>3101 Bee Cave Rd, Ste 270 | | | | | | | | | (No. and Street) | | | | | | | Austin | IX | | 78746 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Fred Bush | 512-609-1735 | | fbush@natalliance.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling * | | | | | | | | Cherry Bekaert LLP | | | | | | | | | (Name -- if individual, state last, first, and middle name) | VA | 23219 | | | | | 200 S 10ths St #900 | Richmond | | | | | | | (Address)<br>10/20/2003 | (City) | (State)<br>6/1 | (Zip Code) | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable | | | | FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 2…Read the full text as markdown